Unclaimed Profile

Keith Andrew Schmidt

HORTER INVESTMENT MANAGEMENT, LLC·CINCINNATI, Ohio

SIE, Series 6, Series 7, Series 24, Series 26, Series 53, Series 63, Series 65Clean record24 years registeredHORTER INVESTMENT MANAGEMENT, LLC

11726 SEVEN GABLES RD, CINCINNATI, OH 45249CRD# 2849244Firm CRD# 119880

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Keith Andrew Schmidt · CINCINNATI, OH

Registration

CRD #2849244 · HORTER INVESTMENT MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HORTER INVESTMENT MANAGEMENT, LLC

HORTER INVESTMENT MANAGEMENT, LLC

Jan 2024 – Aug 2025

CINCINNATI, OH

LPL FINANCIAL LLC

Mar 2015 – Nov 2023

LAS VEGAS, NV

ZIONS CAPITAL ADVISORS, INC.

Apr 2013 – Mar 2015

SALT LAKE CITY, UT

UNIONBANC INVESTMENT SERVICES, LLC

Feb 2012 – Apr 2013

SAN RAFAEL, CA

WELLS FARGO ADVISORS, LLC

Jan 2011 – May 2011

ADDISON, TX

WELLS FARGO INVESTMENTS, LLC

Dec 2009 – Jan 2011

ADDISON, TX

WELLS FARGO ADVISORS, LLC

Jun 2009 – Dec 2009

ADDISON, TX

BANC OF AMERICA INVESTMENT SERVICES, INC.

Aug 2005 – Aug 2007

DALLAS, TX

BANC OF AMERICA INVESTMENT SERVICES, INC.

Jan 2003 – Aug 2004

SAN FRANCISCO, CA

BANC OF AMERICA INVESTMENT SERVICES, INC.

May 2002 – Dec 2002

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 53

Series 63

Series 65

Registration record

First registered · May 3, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HORTER INVESTMENT MANAGEMENT, LLC

CRD 119880 · SEC 801-67471

AUM

$214M

Regulatory assets under management

Employees

3,449 client accounts

Services offered by HORTER INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HORTER INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Keith Andrew Schmidt offer?

Keith Andrew Schmidt specializes in Financial Planning, Investment Management.

What are Keith Andrew Schmidt's credentials?

Keith Andrew Schmidt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Keith Andrew Schmidt located?

Keith Andrew Schmidt is based in CINCINNATI, Ohio, last registered with HORTER INVESTMENT MANAGEMENT, LLC.

How does Keith Andrew Schmidt charge for services?

Keith Andrew Schmidt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HORTER INVESTMENT MANAGEMENT, LLC?

HORTER INVESTMENT MANAGEMENT, LLC has approximately 44 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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