Unclaimed Profile

Robert Lee Hopkins

HORTER INVESTMENT MANAGEMENT, LLC·CINCINNATI, Ohio

SIE, Series 6, Series 7, Series 24, Series 52, Series 53, Series 63, Series 66Clean record13 years registeredHORTER INVESTMENT MANAGEMENT, LLC

11726 SEVEN GABLES RD, CINCINNATI, OH 45249CRD# 5573237Firm CRD# 119880

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Lee Hopkins · CINCINNATI, OH

Registration

CRD #5573237 · HORTER INVESTMENT MANAGEMENT, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HORTER INVESTMENT MANAGEMENT, LLC

TOUCHSTONE ADVISORS INC

Dec 2016 – Sep 2021

CINCINNATI, OH

FIFTH THIRD SECURITIES, INC.

Aug 2015 – Nov 2016

CINCINNATI, OH

TOUCHSTONE ADVISORS INC

Aug 2013 – Jan 2015

CINCINNATI, OH

FIFTH THIRD SECURITIES, INC.

Mar 2013 – Aug 2013

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 52

Series 53

Series 63

Series 66

Registration record

First registered · March 14, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HORTER INVESTMENT MANAGEMENT, LLC

CRD 119880 · SEC 801-67471

AUM

$214M

Regulatory assets under management

Employees

3,449 client accounts

Services offered by HORTER INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HORTER INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Lee Hopkins offer?

Robert Lee Hopkins specializes in Financial Planning, Investment Management.

What are Robert Lee Hopkins's credentials?

Robert Lee Hopkins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Lee Hopkins located?

Robert Lee Hopkins is based in CINCINNATI, Ohio, last registered with HORTER INVESTMENT MANAGEMENT, LLC.

How does Robert Lee Hopkins charge for services?

Robert Lee Hopkins's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HORTER INVESTMENT MANAGEMENT, LLC?

HORTER INVESTMENT MANAGEMENT, LLC has approximately 44 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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