Unclaimed Profile

Drew Kent Horter

HORTER INVESTMENT MANAGEMENT, LLC·CINCINNATI, Ohio

Series 6, Series 7, Series 22, Series 24, Series 62, Series 6320 years registeredHORTER INVESTMENT MANAGEMENT, LLC

11726 SEVEN GABLES RD, CINCINNATI, OH 45249CRD# 1049771Firm CRD# 119880

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Drew Kent Horter · CINCINNATI, OH

Registration

CRD #1049771 · HORTER INVESTMENT MANAGEMENT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

TACTICAL FUND ADVISORS, LLC

Jul 2019 – present

HORTER INVESTMENT MANAGEMENT, LLC

Apr 2006 – present

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 22

Series 24

Series 62

Series 63

Registration record

First registered · April 26, 2006

Years registered · 20

Disclosure History

2021Regulatory·Final

1997Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HORTER INVESTMENT MANAGEMENT, LLC

CRD 119880 · SEC 801-67471

AUM

$214M

Regulatory assets under management

Employees

3,449 client accounts

Services offered by HORTER INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HORTER INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Drew Kent Horter offer?

Drew Kent Horter specializes in Financial Planning, Investment Management. Contact their office in CINCINNATI, Ohio for a consultation.

What are Drew Kent Horter's credentials?

Drew Kent Horter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Drew Kent Horter located?

Drew Kent Horter is based in CINCINNATI, Ohio, working with HORTER INVESTMENT MANAGEMENT, LLC. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does Drew Kent Horter charge for services?

Drew Kent Horter's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HORTER INVESTMENT MANAGEMENT, LLC?

HORTER INVESTMENT MANAGEMENT, LLC has approximately 44 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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