Unclaimed Profile

Neil Robert Bourgeois

QUEEN CITY CAPITAL MANAGEMENT, LLC·CINCINNATI, Ohio

SIE, Series 6, Series 7, Series 22, Series 63CFP24 years registeredQUEEN CITY CAPITAL MANAGEMENT, LLC

212 EAST THIRD STREET, CINCINNATI, OH 45202CRD# 1403485Firm CRD# 162785

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Neil Robert Bourgeois · CINCINNATI, OH

Registration

CRD #1403485 · QUEEN CITY CAPITAL MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Jun 2024 – present

SECURITIES AMERICA ADVISORS, INC.

Jan 2009 – Jun 2024

CINCINNATI, OH

BRECEK & YOUNG ADVISORS, INC.

Oct 2001 – Jan 2009

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 63

Registration record

First registered · October 10, 2001

Years registered · 24

Professional designation · CFP

Disclosure History

2009Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

QUEEN CITY CAPITAL MANAGEMENT, LLC

CRD 162785 · SEC 801-76921

AUM

$100M

Regulatory assets under management

Employees

280 client accounts

Services offered by QUEEN CITY CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at QUEEN CITY CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Neil Robert Bourgeois offer?

Neil Robert Bourgeois specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CINCINNATI, Ohio for a consultation.

What are Neil Robert Bourgeois's credentials?

Neil Robert Bourgeois holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Neil Robert Bourgeois located?

Neil Robert Bourgeois is based in CINCINNATI, Ohio, working with QUEEN CITY CAPITAL MANAGEMENT, LLC. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does Neil Robert Bourgeois charge for services?

Neil Robert Bourgeois's firm is compensated through percentage of aum, hourly charges, subscription fees, other: sub adviser fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUEEN CITY CAPITAL MANAGEMENT, LLC?

QUEEN CITY CAPITAL MANAGEMENT, LLC has approximately 3 employees and manages $100M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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