Unclaimed Profile

Jeffrey Charles Knox

FINANCIAL MANAGEMENT STRATEGIES, INC.·BROADVIEW HTS., Ohio

SIE, Series 6, Series 7, Series 24, Series 51, Series 63ChFCClean record26 years registeredFINANCIAL MANAGEMENT STRATEGIES, INC.

9200 SOUTH HILLS BLVD., BROADVIEW HTS., OH 44147CRD# 1058673Firm CRD# 120818

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Charles Knox · BROADVIEW HTS., OH

Registration

CRD #1058673 · FINANCIAL MANAGEMENT STRATEGIES, INC. · 26 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Jun 2023 – present

CETERA WEALTH SERVICES, LLC

Sep 2013 – present

FINANCIAL MANAGEMENT STRATEGIES, INC.

Jan 2000 – present

CETERA ADVISOR NETWORKS LLC

Sep 2013 – Jun 2023

CLEVELAND, OH

WALNUT STREET SECURITIES, INC.

Nov 2009 – Sep 2013

VALLEY VIEW, OH

WALNUT STREET ADVISERS INC

Jan 2000 – Jan 2006

VALLEY VIEW, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 51

Series 63

Registration record

First registered · January 1, 2000

Years registered · 26

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL MANAGEMENT STRATEGIES, INC.

CRD 120818 · SEC 801-66641

AUM

$542M

Regulatory assets under management

Employees

1,666 client accounts

Services offered by FINANCIAL MANAGEMENT STRATEGIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FINANCIAL MANAGEMENT STRATEGIES, INC. →

Introduction

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Frequently Asked Questions

What services does Jeffrey Charles Knox offer?

Jeffrey Charles Knox specializes in Financial Planning, Investment Management. Contact their office in BROADVIEW HTS., Ohio for a consultation.

What are Jeffrey Charles Knox's credentials?

Jeffrey Charles Knox holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jeffrey Charles Knox located?

Jeffrey Charles Knox is based in BROADVIEW HTS., Ohio, working with FINANCIAL MANAGEMENT STRATEGIES, INC.. Their office serves clients in the BROADVIEW HTS. metropolitan area and surrounding communities.

How does Jeffrey Charles Knox charge for services?

Jeffrey Charles Knox's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL MANAGEMENT STRATEGIES, INC.?

FINANCIAL MANAGEMENT STRATEGIES, INC. has approximately 34 employees and manages $542M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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