AdvisorOS Directory
Claim Profile
Unclaimed Profile
GN

Geoffrey Francis Novack

FINANCIAL MANAGEMENT STRATEGIES, INC.·BROADVIEW HTS., Ohio
SIE, Series 6, Series 7, Series 22, Series 6326 years registeredFINANCIAL MANAGEMENT STRATEGIES, INC.
9200 SOUTH HILLS BLVD., BROADVIEW HTS., OH 44147CRD# 1761710Firm CRD# 120818

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Geoffrey Francis Novack · BROADVIEW HTS., OH
Registration
CRD #1761710 · FINANCIAL MANAGEMENT STRATEGIES, INC. · 26 years registered
Brand Profile
Not yet started
01

Career History

CETERA WEALTH SERVICES, LLC
Sep 2013 – present
FINANCIAL MANAGEMENT STRATEGIES, INC.
Apr 2000 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 22
Series 63
Registration record
First registered · April 26, 2000
Years registered · 26
03

Disclosure History

2007Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
FINANCIAL MANAGEMENT STRATEGIES, INC.
CRD 120818 · SEC 801-66641
AUM
$542M
Regulatory assets under management
Employees
34
1,666 client accounts
Services offered by FINANCIAL MANAGEMENT STRATEGIES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at FINANCIAL MANAGEMENT STRATEGIES, INC. →
Introduction

Speak with Geoffrey

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Geoffrey is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BROADVIEW HTS.?

Browse all registered financial advisors in BROADVIEW HTS., Ohio or claim this profile if it's yours.

Browse BROADVIEW HTS. AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Geoffrey Francis Novack offer?
Geoffrey Francis Novack specializes in Financial Planning, Investment Management. Contact their office in BROADVIEW HTS., Ohio for a consultation.
What are Geoffrey Francis Novack's credentials?
Geoffrey Francis Novack is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Geoffrey Francis Novack located?
Geoffrey Francis Novack is based in BROADVIEW HTS., Ohio, working with FINANCIAL MANAGEMENT STRATEGIES, INC.. Their office serves clients in the BROADVIEW HTS. metropolitan area and surrounding communities.
How does Geoffrey Francis Novack charge for services?
Geoffrey Francis Novack's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FINANCIAL MANAGEMENT STRATEGIES, INC.?
FINANCIAL MANAGEMENT STRATEGIES, INC. has approximately 34 employees and manages $542M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at FINANCIAL MANAGEMENT STRATEGIES, INC.

Carl Joseph Camillo
BROADVIEW HTS., OH
CFPChFC
Austin John Linden
BROADVIEW HTS., OH
CFPChFC
Daniel Joseph Lane
BROADVIEW HTS., OH
CFP
Kim Marie Bolden
VALLEY VIEW, OH
Charles Brian Elliott
BROADVIEW HTS., OH
Jeffrey Charles Knox
BROADVIEW HTS., OH
ChFC

More Advisors in BROADVIEW HTS., Ohio

Victoria Louise Ellinger
FINANCIAL MANAGEMENT STRATEGIES, INC.·BROADVIEW HTS., OH

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Ohio
CINCINNATI (430)COLUMBUS (229)CLEVELAND (169)BEACHWOOD (76)DUBLIN (50)AKRON (50)DAYTON (34)INDEPENDENCE (30)WESTLAKE (28)NEW ALBANY (24)
City Guides
CINCINNATI GuideCOLUMBUS GuideCLEVELAND GuideBEACHWOOD GuideDUBLIN Guide
Research
Advisor Fees in OhioNational Fee Analysis
Request removal of this profile