Unclaimed Profile

Daniel Joseph Lane

FINANCIAL MANAGEMENT STRATEGIES, INC.·BROADVIEW HTS., Ohio

SIE, Series 4, Series 7, Series 66CFP23 years registeredFINANCIAL MANAGEMENT STRATEGIES, INC.

9200 SOUTH HILLS BLVD., BROADVIEW HTS., OH 44147CRD# 4521546Firm CRD# 120818

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Joseph Lane · BROADVIEW HTS., OH

Registration

CRD #4521546 · FINANCIAL MANAGEMENT STRATEGIES, INC. · 23 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Jun 2023 – present

CETERA WEALTH SERVICES, LLC

Sep 2013 – present

FINANCIAL MANAGEMENT STRATEGIES, INC.

Mar 2010 – present

CETERA ADVISOR NETWORKS LLC

Sep 2013 – Jun 2023

BROADVIEW HEIGHTS, OH

WALNUT STREET SECURITIES, INC.

Mar 2010 – Sep 2013

VALLEY VIEW, OH

AMERIPRISE FINANCIAL SERVICES, INC.

Aug 2002 – Mar 2010

MAYFIELD HEIGHTS, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 66

Registration record

First registered · August 21, 2002

Years registered · 23

Professional designation · CFP

Disclosure History

2021Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL MANAGEMENT STRATEGIES, INC.

CRD 120818 · SEC 801-66641

AUM

$542M

Regulatory assets under management

Employees

1,666 client accounts

Services offered by FINANCIAL MANAGEMENT STRATEGIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FINANCIAL MANAGEMENT STRATEGIES, INC. →

Introduction

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Frequently Asked Questions

What services does Daniel Joseph Lane offer?

Daniel Joseph Lane specializes in Financial Planning, Investment Management. Contact their office in BROADVIEW HTS., Ohio for a consultation.

What are Daniel Joseph Lane's credentials?

Daniel Joseph Lane holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Daniel Joseph Lane located?

Daniel Joseph Lane is based in BROADVIEW HTS., Ohio, working with FINANCIAL MANAGEMENT STRATEGIES, INC.. Their office serves clients in the BROADVIEW HTS. metropolitan area and surrounding communities.

How does Daniel Joseph Lane charge for services?

Daniel Joseph Lane's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL MANAGEMENT STRATEGIES, INC.?

FINANCIAL MANAGEMENT STRATEGIES, INC. has approximately 34 employees and manages $542M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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