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Ernest D Kappotis

CAPITAL FINANCIAL SERVICES, INC.·MINOT, North Dakota
CAPITAL FINANCIAL SERVICES, INC.
1821 WEST BURDICK EXPRESSWAY, MINOT, ND 58701CRD# 4871251Firm CRD# 8408

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ernest D Kappotis · MINOT, ND
Registration
CRD #4871251 · CAPITAL FINANCIAL SERVICES, INC.
Brand Profile
Not yet started
Disclosure history
3 disclosures on file · See FINRA BrokerCheck for full record
01

About

Ernest D Kappotis is a registered financial advisor based in MINOT, North Dakota, affiliated with CAPITAL FINANCIAL SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
CAPITAL FINANCIAL SERVICES, INC.
CAPITAL FINANCIAL SERVICES, INC.
AUM
$213M
Regulatory assets under management
Employees
81
Total firm employees
View all advisors at CAPITAL FINANCIAL SERVICES, INC. →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: REFERRAL FEES FROM OTHER INVESTMENT ADVISORS.
Regulatory
SEC/IARD CRD# 4871251
Firm CRD# 8408
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Ernest D Kappotis offer?
Ernest D Kappotis specializes in Financial Planning, Investment Management. Contact their office in MINOT, North Dakota for a consultation.
What are Ernest D Kappotis's credentials?
Ernest D Kappotis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ernest D Kappotis located?
Ernest D Kappotis is based in MINOT, North Dakota, working with CAPITAL FINANCIAL SERVICES, INC.. Their office serves clients in the MINOT metropolitan area and surrounding communities.
How does Ernest D Kappotis charge for services?
Ernest D Kappotis's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees from other investment advisors.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL FINANCIAL SERVICES, INC.?
CAPITAL FINANCIAL SERVICES, INC. has approximately 81 employees and manages $213M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CAPITAL FINANCIAL SERVICES, INC.

John Richard Carlson
MINOT, ND
Donald Robert Pollard
MINOT, ND
Nicole Justina Bertsch
MINOT, ND
Bart James Bohrer
MINOT, ND
Chad Andrew Thuner
MINOT, ND
Donald Paul Waage
MINOT, ND

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