Unclaimed Profile

Bart James Bohrer

CAPITAL FINANCIAL SERVICES, INC.·MINOT, North Dakota

SIE, Series 4, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 63, Series 6519 years registeredCAPITAL FINANCIAL SERVICES, INC.

1821 WEST BURDICK EXPRESSWAY, MINOT, ND 58701CRD# 4315654Firm CRD# 8408

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bart James Bohrer · MINOT, ND

Registration

CRD #4315654 · CAPITAL FINANCIAL SERVICES, INC. · 19 years registered

Brand Profile

Not yet started

Career History

CALTON & ASSOCIATES, INC.

Aug 2019 – present

CALTON & ASSOCIATES, INC.

Aug 2019 – present

CAPITAL FINANCIAL SERVICES, INC.

Dec 2006 – Aug 2019

Minot, ND

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · December 18, 2006

Years registered · 19

Disclosure History

2020Customer Dispute·Award / Judgment

2020Customer Dispute·Settled

2019Customer Dispute·Settled

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL FINANCIAL SERVICES, INC.

CRD 8408 · SEC 801-24253

AUM

$213M

Regulatory assets under management

Employees

1,816 client accounts

Services offered by CAPITAL FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Bart James Bohrer offer?

Bart James Bohrer specializes in Financial Planning, Investment Management. Contact their office in MINOT, North Dakota for a consultation.

What are Bart James Bohrer's credentials?

Bart James Bohrer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bart James Bohrer located?

Bart James Bohrer is based in MINOT, North Dakota, working with CAPITAL FINANCIAL SERVICES, INC.. Their office serves clients in the MINOT metropolitan area and surrounding communities.

How does Bart James Bohrer charge for services?

Bart James Bohrer's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees from other investment advisors.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL FINANCIAL SERVICES, INC.?

CAPITAL FINANCIAL SERVICES, INC. has approximately 81 employees and manages $213M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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