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Donald Robert Pollard

CAPITAL FINANCIAL SERVICES, INC.·MINOT, North Dakota
SIE, Series 4, Series 7, Series 8, Series 9, Series 10, Series 14, Series 24, Series 63CAPITAL FINANCIAL SERVICES, INC.
1821 WEST BURDICK EXPRESSWAY, MINOT, ND 58701CRD# 2181631Firm CRD# 8408

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Donald Robert Pollard · MINOT, ND
Registration
CRD #2181631 · CAPITAL FINANCIAL SERVICES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 8
Series 9
Series 10
Series 14
Series 24
Series 63
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
CAPITAL FINANCIAL SERVICES, INC.
CRD 8408 · SEC 801-24253
AUM
$213M
Regulatory assets under management
Employees
81
1,816 client accounts
Services offered by CAPITAL FINANCIAL SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CAPITAL FINANCIAL SERVICES, INC. →
Introduction

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04

Frequently Asked Questions

What services does Donald Robert Pollard offer?
Donald Robert Pollard specializes in Financial Planning, Investment Management. Contact their office in MINOT, North Dakota for a consultation.
What are Donald Robert Pollard's credentials?
Donald Robert Pollard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Donald Robert Pollard located?
Donald Robert Pollard is based in MINOT, North Dakota, working with CAPITAL FINANCIAL SERVICES, INC.. Their office serves clients in the MINOT metropolitan area and surrounding communities.
How does Donald Robert Pollard charge for services?
Donald Robert Pollard's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees from other investment advisors.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL FINANCIAL SERVICES, INC.?
CAPITAL FINANCIAL SERVICES, INC. has approximately 81 employees and manages $213M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CAPITAL FINANCIAL SERVICES, INC.

John Richard Carlson
MINOT, ND
Bart James Bohrer
MINOT, ND
Donald Paul Waage
MINOT, ND
Ernest D Kappotis
MINOT, ND
Joanne Marie Christianson
MINOT, ND
Nicole Justina Bertsch
MINOT, ND

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