Unclaimed Profile

Donald Paul Waage

CAPITAL FINANCIAL SERVICES, INC.·MINOT, North Dakota

SIE, Series 6, Series 7, Series 24, Series 63, Series 6524 years registeredCAPITAL FINANCIAL SERVICES, INC.

1821 WEST BURDICK EXPRESSWAY, MINOT, ND 58701CRD# 1509320Firm CRD# 8408

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Donald Paul Waage · MINOT, ND

Registration

CRD #1509320 · CAPITAL FINANCIAL SERVICES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPITAL FINANCIAL SERVICES, INC.

CAPITAL FINANCIAL SERVICES, INC.

Jan 2011 – May 2019

Saint Cloud, MN

CAPITAL FINANCIAL SERVICES, INC.

May 2006 – Nov 2009

ROSEVILLE, CA

EMPIRE INVESTMENT ADVISORS. INC

Apr 2005 – Aug 2005

ROSEVILLE, CA

ONEAMERICA SECURITIES, INC.

May 2002 – Jul 2002

FRESNO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · May 1, 2002

Years registered · 24

Disclosure History

2020Customer Dispute·Pending

2019Customer Dispute·Pending

2011Regulatory·Final

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL FINANCIAL SERVICES, INC.

CRD 8408 · SEC 801-24253

AUM

$213M

Regulatory assets under management

Employees

1,816 client accounts

Services offered by CAPITAL FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Donald Paul Waage offer?

Donald Paul Waage specializes in Financial Planning, Investment Management.

What are Donald Paul Waage's credentials?

Donald Paul Waage is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Donald Paul Waage located?

Donald Paul Waage is based in MINOT, North Dakota, last registered with CAPITAL FINANCIAL SERVICES, INC..

How does Donald Paul Waage charge for services?

Donald Paul Waage's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees from other investment advisors.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL FINANCIAL SERVICES, INC.?

CAPITAL FINANCIAL SERVICES, INC. has approximately 81 employees and manages $213M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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