Unclaimed Profile

Chad Andrew Thuner

CAPITAL FINANCIAL SERVICES, INC.·MINOT, North Dakota

SIE, Series 4, Series 7, Series 7TO, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 66, Series 99TO18 years registeredCAPITAL FINANCIAL SERVICES, INC.

1821 WEST BURDICK EXPRESSWAY, MINOT, ND 58701CRD# 4893596Firm CRD# 8408

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Chad Andrew Thuner · MINOT, ND

Registration

CRD #4893596 · CAPITAL FINANCIAL SERVICES, INC. · 18 years registered

Brand Profile

Not yet started

Career History

LINCOLN INVESTMENT

Jan 2023 – present

LINCOLN INVESTMENT

Jan 2023 – present

CALTON & ASSOCIATES, INC.

Aug 2019 – Mar 2021

Minot, ND

CAPITAL FINANCIAL SERVICES, INC.

Jun 2008 – Aug 2019

Minot, ND

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 7TO

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 66

Series 99TO

Registration record

First registered · June 2, 2008

Years registered · 18

Disclosure History

2020Customer Dispute·Settled

2019Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL FINANCIAL SERVICES, INC.

CRD 8408 · SEC 801-24253

AUM

$213M

Regulatory assets under management

Employees

1,816 client accounts

Services offered by CAPITAL FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Chad Andrew Thuner offer?

Chad Andrew Thuner specializes in Financial Planning, Investment Management. Contact their office in MINOT, North Dakota for a consultation.

What are Chad Andrew Thuner's credentials?

Chad Andrew Thuner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Chad Andrew Thuner located?

Chad Andrew Thuner is based in MINOT, North Dakota, working with CAPITAL FINANCIAL SERVICES, INC.. Their office serves clients in the MINOT metropolitan area and surrounding communities.

How does Chad Andrew Thuner charge for services?

Chad Andrew Thuner's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees from other investment advisors.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL FINANCIAL SERVICES, INC.?

CAPITAL FINANCIAL SERVICES, INC. has approximately 81 employees and manages $213M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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