Unclaimed Profile

Robert E Graham

GREAT LAKES & ATLANTIC WEALTH MANAGEMENT AND ADVISORY PARTNERS·CHARLOTTE, North Carolina

SIE, Series 3, Series 5, Series 7, Series 8, Series 15, Series 63, Series 65Clean record18 years registeredGREAT LAKES & ATLANTIC WEALTH MANAGEMENT AND ADVISORY PARTNERS

200 SOUTH TRYON STREET, CHARLOTTE, NC 28202CRD# 712145Firm CRD# 170037

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert E Graham · CHARLOTTE, NC

Registration

CRD #712145 · GREAT LAKES & ATLANTIC WEALTH MANAGEMENT AND ADVISORY PARTNERS · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GREAT LAKES & ATLANTIC WEALTH MANAGEMENT AND ADVISORY PARTNERS

GREAT LAKES & ATLANTIC WEALTH MANAGEMENT AND ADVISORY PARTNERS

Jan 2014 – Jun 2016

CHARLOTTE, NC

UBS FINANCIAL SERVICES INC.

Jan 2009 – Sep 2013

CHICAGO, IL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 2007 – Jan 2009

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 5

Series 7

Series 8

Series 15

Series 63

Series 65

Registration record

First registered · December 20, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HAYDEN ROYAL, LLC

CRD 170037 · SEC 801-101516

AUM

$597M

Regulatory assets under management

Employees

3,248 client accounts

Services offered by HAYDEN ROYAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HAYDEN ROYAL, LLC →

Introduction

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Frequently Asked Questions

What services does Robert E Graham offer?

Robert E Graham specializes in Financial Planning, Investment Management, Wealth Management.

What are Robert E Graham's credentials?

Robert E Graham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert E Graham located?

Robert E Graham is based in CHARLOTTE, North Carolina, last registered with GREAT LAKES & ATLANTIC WEALTH MANAGEMENT AND ADVISORY PARTNERS.

How does Robert E Graham charge for services?

Robert E Graham's firm is compensated through percentage of aum, hourly charges, commissions, other: financial planning fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GREAT LAKES & ATLANTIC WEALTH MANAGEMENT AND ADVISORY PARTNERS?

GREAT LAKES & ATLANTIC WEALTH MANAGEMENT AND ADVISORY PARTNERS has approximately 21 employees and manages $597M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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