Unclaimed Profile

Sarah Margaret Westbrook

HAYDEN ROYAL, LLC·CHARLOTTE, North Carolina

SIE, Series 3, Series 4, Series 6, Series 7, Series 14, Series 24, Series 28, Series 52TO, Series 53, Series 62, Series 63, Series 65, Series 99TOClean record22 years registeredHAYDEN ROYAL, LLC

4201 CONGRESS STREET, CHARLOTTE, NC 28209CRD# 4751500Firm CRD# 170037

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sarah Margaret Westbrook · CHARLOTTE, NC

Registration

CRD #4751500 · HAYDEN ROYAL, LLC · 22 years registered

Brand Profile

Not yet started

Career History

ACT SECURITIES, LLC

Aug 2025 – present

SERA GLOBAL SECURITIES US LLC

Jul 2024 – present

SABLE CAPITAL LLC

Jan 2021 – present

ADVANTAGE SECURITIES LLC

Apr 2020 – present

CAPFINANCIAL SECURITIES, LLC.

Jan 2020 – present

CAPTRUST

Jan 2020 – present

HAYDEN ROYAL

May 2019 – Feb 2020

Charlotte, NC

FOUNDERS FINANCIAL SECURITIES, LLC

Jan 2014 – Dec 2017

CHARLOTTE, NC

CAROLINAS INVESTMENT CONSULTING LLC

Aug 2011 – Aug 2012

CHARLOTTE, NC

AMERICAN SECURITIES GROUP, INC.

Nov 2008 – Dec 2009

CHARLOTTE, NC

UVEST FINANCIAL SERVICES GROUP, INC.

Nov 2007 – Nov 2008

CHARLOTTE, NC

TRIUNE CAPITAL ADVISORS LLC

Sep 2006 – Nov 2007

CHARLOTTE, NC

NEWPORT GROUP SECURITIES, INC.

Jan 2004 – Sep 2006

HEATHROW, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 6

Series 7

Series 14

Series 24

Series 28

Series 52TO

Series 53

Series 62

Series 63

Series 65

Series 99TO

Registration record

First registered · January 28, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HAYDEN ROYAL, LLC

CRD 170037 · SEC 801-101516

AUM

$597M

Regulatory assets under management

Employees

3,248 client accounts

Services offered by HAYDEN ROYAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HAYDEN ROYAL, LLC →

Introduction

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Frequently Asked Questions

What services does Sarah Margaret Westbrook offer?

Sarah Margaret Westbrook specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Sarah Margaret Westbrook's credentials?

Sarah Margaret Westbrook is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sarah Margaret Westbrook located?

Sarah Margaret Westbrook is based in CHARLOTTE, North Carolina, working with HAYDEN ROYAL, LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Sarah Margaret Westbrook charge for services?

Sarah Margaret Westbrook's firm is compensated through percentage of aum, hourly charges, commissions, other: financial planning fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HAYDEN ROYAL, LLC?

HAYDEN ROYAL, LLC has approximately 21 employees and manages $597M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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