Unclaimed Profile

John W Mcauley

STERLING CAPITAL MANAGEMENT LLC·CHARLOTTE, North Carolina

SIE, Series 6, Series 7, Series 24, Series 26, Series 63, Series 65Clean record24 years registeredSTERLING CAPITAL MANAGEMENT LLC

4350 CONGRESS STREET, CHARLOTTE, NC 28209CRD# 3188892Firm CRD# 135405

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John W Mcauley · CHARLOTTE, NC

Registration

CRD #3188892 · STERLING CAPITAL MANAGEMENT LLC · 24 years registered

Brand Profile

Not yet started

Career History

STERLING CAPITAL MANAGEMENT LLC

Apr 2013 – present

STERLING CAPITAL DISTRIBUTORS, LLC

Aug 2011 – present

OAK ASSOCIATES LTD

Nov 2010 – Sep 2011

AKRON, OH

WILLIAM BLAIR & COMPANY L.L.C.

Oct 2005 – Dec 2008

CHICAGO, IL

BANC OF AMERICA CAPITAL MANAGEMENT, LLC

Apr 2005 – Sep 2005

BOSTON, MA

COLUMBIA MANAGEMENT ADVISORS, INC.

Aug 2004 – Apr 2005

BOSTON, MA

BANC OF AMERICA INVESTMENT SERVICES, INC.

Nov 2003 – Sep 2004

RALEIGH, NC

BACAP DISTRIBUTORS, LLC

Jan 2003 – Aug 2003

CHARLOTTE, NC

STEPHENS INC.

Aug 2001 – Jan 2003

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 63

Series 65

Registration record

First registered · August 28, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STERLING CAPITAL MANAGEMENT LLC

CRD 135405 · SEC 801-64257

AUM

$66.7B

Regulatory assets under management

Employees

181

3,215 client accounts

Services offered by STERLING CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at STERLING CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does John W Mcauley offer?

John W Mcauley specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are John W Mcauley's credentials?

John W Mcauley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John W Mcauley located?

John W Mcauley is based in CHARLOTTE, North Carolina, working with STERLING CAPITAL MANAGEMENT LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does John W Mcauley charge for services?

John W Mcauley's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STERLING CAPITAL MANAGEMENT LLC?

STERLING CAPITAL MANAGEMENT LLC has approximately 181 employees and manages $66.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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