Unclaimed Profile

Mary Gray

PROBABILITIES FUND MANAGEMENT, LLC·WHITE PLAINS, New York

SIE, Series 7, Series 63, Series 65Clean record25 years registeredPROBABILITIES FUND MANAGEMENT, LLC

200 MAMARONECK AVE, SUITE 300, WHITE PLAINS, NY 10601CRD# 2029228Firm CRD# 144313

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mary Gray · WHITE PLAINS, NY

Registration

CRD #2029228 · PROBABILITIES FUND MANAGEMENT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nov 2021 – present

AUSDAL FINANCIAL PARTNERS, INC.

May 2019 – Nov 2019

Plainville, CT

PROBABILITIES FUND MANAGEMENT, LLC

Jan 2014 – Oct 2021

White Plains, NY

WELLS FARGO INVESTMENTS, LLC

Jul 2001 – Aug 2007

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · July 31, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROBABILITIES FUND MANAGEMENT, LLC

CRD 144313 · SEC 801-77947

AUM

$19M

Regulatory assets under management

Employees

15 client accounts

Services offered by PROBABILITIES FUND MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at PROBABILITIES FUND MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Mary Gray offer?

Mary Gray specializes in Investment Management. Contact their office in WHITE PLAINS, New York for a consultation.

What are Mary Gray's credentials?

Mary Gray is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mary Gray located?

Mary Gray is based in WHITE PLAINS, New York, working with PROBABILITIES FUND MANAGEMENT, LLC. Their office serves clients in the WHITE PLAINS metropolitan area and surrounding communities.

How does Mary Gray charge for services?

Mary Gray's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROBABILITIES FUND MANAGEMENT, LLC?

PROBABILITIES FUND MANAGEMENT, LLC has approximately 3 employees and manages $19M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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