Unclaimed Profile

Allen Dudley Shepard

PROBABILITIES FUND MANAGEMENT, LLC·BELLEVUE, Washington

Series 65Clean record21 years registeredPROBABILITIES FUND MANAGEMENT, LLC

10655 MAIN STREET, SUITE 612, BELLEVUE, WA 98004CRD# 4921547Firm CRD# 144313

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Allen Dudley Shepard · BELLEVUE, WA

Registration

CRD #4921547 · PROBABILITIES FUND MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PROBABILITIES FUND MANAGEMENT, LLC

STONEBRIDGE ADVISORS LLC

Jun 2005 – Mar 2026

WILTON, CT

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 23, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROBABILITIES FUND MANAGEMENT, LLC

CRD 144313 · SEC 801-77947

AUM

$19M

Regulatory assets under management

Employees

15 client accounts

Services offered by PROBABILITIES FUND MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at PROBABILITIES FUND MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Allen Dudley Shepard offer?

Allen Dudley Shepard specializes in Investment Management.

What are Allen Dudley Shepard's credentials?

Allen Dudley Shepard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Allen Dudley Shepard located?

Allen Dudley Shepard is based in BELLEVUE, Washington, last registered with PROBABILITIES FUND MANAGEMENT, LLC.

How does Allen Dudley Shepard charge for services?

Allen Dudley Shepard's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROBABILITIES FUND MANAGEMENT, LLC?

PROBABILITIES FUND MANAGEMENT, LLC has approximately 3 employees and manages $19M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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