AdvisorOS Directory
Claim Profile
Unclaimed Profile
MD

Michael James Davis

DERIVATY CO·WHITE PLAINS, New York
Clean recordDERIVATY CO
180 S BROADWAY, WHITE PLAINS, NY 10605CRD# 4097379Firm CRD# 310249

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael James Davis · WHITE PLAINS, NY
Registration
CRD #4097379 · DERIVATY CO
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Michael James Davis is a registered financial advisor based in WHITE PLAINS, New York, affiliated with DERIVATY CO. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
Introduction

Speak with Michael

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Michael is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
DERIVATY CO
DERIVATY CO
AUM
$33M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at DERIVATY CO →
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Other: PERCENTAGE OF PRE-SPECIFIED "PROGRAM AMOUNT"
Regulatory
SEC/IARD CRD# 4097379
Firm CRD# 310249
View on FINRA BrokerCheck →

Looking for a financial advisor in WHITE PLAINS?

Browse all registered financial advisors in WHITE PLAINS, New York or claim this profile if it's yours.

Browse WHITE PLAINS AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Michael James Davis offer?
Michael James Davis specializes in Investment Management, Wealth Management. Contact their office in WHITE PLAINS, New York for a consultation.
What are Michael James Davis's credentials?
Michael James Davis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael James Davis located?
Michael James Davis is based in WHITE PLAINS, New York, working with DERIVATY CO. Their office serves clients in the WHITE PLAINS metropolitan area and surrounding communities.
How does Michael James Davis charge for services?
Michael James Davis's firm is compensated through percentage of aum, other: percentage of pre-specified "program amount". Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DERIVATY CO?
DERIVATY CO has approximately 2 employees and manages $33M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at DERIVATY CO

Warun Nmn Kumar
WHITE PLAINS, NY

More Advisors in WHITE PLAINS, New York

Lawrence Mark Motola
ANDROMEDA CAPITAL MANAGEMENT LLC·WHITE PLAINS, NY
Kun Gao
SHERBROOKE PARK ADVISERS LLC·WHITE PLAINS, NY
Andrew Roger Fox
FOX FINANCIAL SERVICES, INC.·WHITE PLAINS, NY
Therese De Leon Liao
RCMC, INC·WHITE PLAINS, NY
Ran Pang
QUANTAMENTAL TECHNOLOGIES LLC·WHITE PLAINS, NY
Thomas Michael Zottner
THE PORTFOLIO STRATEGY GROUP, LLC·WHITE PLAINS, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New York
NEW YORK (19803)ROCHESTER (219)SYRACUSE (160)PURCHASE (160)BUFFALO (132)BROOKLYN (131)ALBANY (124)RYE (123)NEW YORK CITY (113)PITTSFORD (112)
City Guides
NEW YORK GuideROCHESTER GuideSYRACUSE GuidePURCHASE GuideBUFFALO Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Request removal of this profile