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Michael James Davis

DERIVATY CO·WHITE PLAINS, New York
Series 3, Series 7, Series 63, Series 65Clean record15 years registeredDERIVATY CO
180 S BROADWAY, WHITE PLAINS, NY 10605CRD# 4097379Firm CRD# 310249

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael James Davis · WHITE PLAINS, NY
Registration
CRD #4097379 · DERIVATY CO · 15 years registered
Brand Profile
Not yet started
01

Career History

DERIVATY CO
Aug 2021 – present
VARICK ASSET MANAGEMENT
Mar 2011 – Dec 2013
NEW YORK, NY
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 7
Series 63
Series 65
Registration record
First registered · March 9, 2011
Years registered · 15
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DERIVATY CO
CRD 310249 · SEC 801-119381
AUM
$33M
Regulatory assets under management
Employees
2
2 client accounts
Services offered by DERIVATY CO
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at DERIVATY CO →
Introduction

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05

Frequently Asked Questions

What services does Michael James Davis offer?
Michael James Davis specializes in Investment Management, Wealth Management. Contact their office in WHITE PLAINS, New York for a consultation.
What are Michael James Davis's credentials?
Michael James Davis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael James Davis located?
Michael James Davis is based in WHITE PLAINS, New York, working with DERIVATY CO. Their office serves clients in the WHITE PLAINS metropolitan area and surrounding communities.
How does Michael James Davis charge for services?
Michael James Davis's firm is compensated through percentage of aum, other: percentage of pre-specified "program amount". Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DERIVATY CO?
DERIVATY CO has approximately 2 employees and manages $33M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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WHITE PLAINS, NY

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