Unclaimed Profile

Collin Robert Fingon

BRIGHT FUTURES WEALTH MANAGEMENT, LLC·WEBSTER, New York

SIE, Series 7, Series 6621 years registeredBRIGHT FUTURES WEALTH MANAGEMENT, LLC

1630 EMPIRE BLVD., WEBSTER, NY 14580CRD# 4832770Firm CRD# 284920

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Collin Robert Fingon · WEBSTER, NY

Registration

CRD #4832770 · BRIGHT FUTURES WEALTH MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

Oct 2024 – present

GLOBAL ASSETS ADVISORY, LLC

Sep 2024 – present

CETERA INVESTMENT ADVISERS LLC

Mar 2024 – Oct 2024

RUTLAND, VT

BRIGHT FUTURES WEALTH MANAGEMENT, LLC

Jan 2017 – Oct 2024

RUTLAND, VT

CETERA ADVISORS LLC

Nov 2011 – Mar 2024

RUTLAND, VT

H. BECK, INC.

Jan 2010 – Oct 2011

RUTLAND, VT

SECURIAN FINANCIAL SERVICES, INC.

Sep 2004 – Dec 2008

RUTLAND, VT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · September 8, 2004

Years registered · 21

Disclosure History

2024Employment Separation After Allegations

2008Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BRIGHT FUTURES WEALTH MANAGEMENT, LLC

CRD 284920 · SEC 801-108869

AUM

$388M

Regulatory assets under management

Employees

1,842 client accounts

Services offered by BRIGHT FUTURES WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BRIGHT FUTURES WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Collin Robert Fingon offer?

Collin Robert Fingon specializes in Financial Planning, Investment Management. Contact their office in WEBSTER, New York for a consultation.

What are Collin Robert Fingon's credentials?

Collin Robert Fingon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Collin Robert Fingon located?

Collin Robert Fingon is based in WEBSTER, New York, working with BRIGHT FUTURES WEALTH MANAGEMENT, LLC. Their office serves clients in the WEBSTER metropolitan area and surrounding communities.

How does Collin Robert Fingon charge for services?

Collin Robert Fingon's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRIGHT FUTURES WEALTH MANAGEMENT, LLC?

BRIGHT FUTURES WEALTH MANAGEMENT, LLC has approximately 18 employees and manages $388M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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