Unclaimed Profile

William Raymond Sigrist

CAPSTONE INVESTMENT FINANCIAL GROUP, LLC·WEBSTER, New York

Series 7, Series 66Clean record18 years registeredCAPSTONE INVESTMENT FINANCIAL GROUP, LLC

115 WEST SALORI COURT, WEBSTER, NY 14580CRD# 5241921Firm CRD# 122575

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Raymond Sigrist · WEBSTER, NY

Registration

CRD #5241921 · CAPSTONE INVESTMENT FINANCIAL GROUP, LLC · 18 years registered

Brand Profile

Not yet started

Career History

CAPSTONE INVESTMENT FINANCIAL GROUP, LLC

Jan 2015 – present

CAPSTONE INVESTMENT FINANCIAL GROUP, INC.

Aug 2013 – Apr 2015

COLORADO SPRINGS, CO

CAPSTONE INVESTMENT FINANCIAL GROUP, INC.

Sep 2009 – Nov 2011

COLORADO SPRINGS, CO

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jan 2008 – Oct 2009

COLORADO SPRINGS, CO

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · January 4, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPSTONE INVESTMENT FINANCIAL GROUP, LLC

CRD 122575 · SEC 801-67699

AUM

$137M

Regulatory assets under management

Employees

979 client accounts

Services offered by CAPSTONE INVESTMENT FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at CAPSTONE INVESTMENT FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does William Raymond Sigrist offer?

William Raymond Sigrist specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in WEBSTER, New York for a consultation.

What are William Raymond Sigrist's credentials?

William Raymond Sigrist is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Raymond Sigrist located?

William Raymond Sigrist is based in WEBSTER, New York, working with CAPSTONE INVESTMENT FINANCIAL GROUP, LLC. Their office serves clients in the WEBSTER metropolitan area and surrounding communities.

How does William Raymond Sigrist charge for services?

William Raymond Sigrist's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPSTONE INVESTMENT FINANCIAL GROUP, LLC?

CAPSTONE INVESTMENT FINANCIAL GROUP, LLC has approximately 6 employees and manages $137M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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