Unclaimed Profile

Bruce Andrew Berman

BRIGHT FUTURES WEALTH MANAGEMENT, LLC·WEBSTER, New York

SIE, Series 6, Series 7, Series 22, Series 63, Series 6527 years registeredBRIGHT FUTURES WEALTH MANAGEMENT, LLC

1630 EMPIRE BLVD., WEBSTER, NY 14580CRD# 1054408Firm CRD# 284920

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bruce Andrew Berman · WEBSTER, NY

Registration

CRD #1054408 · BRIGHT FUTURES WEALTH MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

SILVER OAK SECURITIES, INC.

Nov 2024 – present

CETERA INVESTMENT ADVISERS LLC

Mar 2024 – Nov 2024

WILMETTE, IL

BRIGHT FUTURES WEALTH MANAGEMENT, LLC

Jan 2017 – Dec 2024

wilmette, IL

CETERA ADVISORS LLC

Jan 2004 – Mar 2024

WILMETTE, IL

IFG ADVISORY SERVICES INC

Mar 1999 – Jan 2004

WILMETTE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 63

Series 65

Registration record

First registered · March 15, 1999

Years registered · 27

Disclosure History

1976Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BRIGHT FUTURES WEALTH MANAGEMENT, LLC

CRD 284920 · SEC 801-108869

AUM

$388M

Regulatory assets under management

Employees

1,842 client accounts

Services offered by BRIGHT FUTURES WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BRIGHT FUTURES WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Bruce Andrew Berman offer?

Bruce Andrew Berman specializes in Financial Planning, Investment Management. Contact their office in WEBSTER, New York for a consultation.

What are Bruce Andrew Berman's credentials?

Bruce Andrew Berman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bruce Andrew Berman located?

Bruce Andrew Berman is based in WEBSTER, New York, working with BRIGHT FUTURES WEALTH MANAGEMENT, LLC. Their office serves clients in the WEBSTER metropolitan area and surrounding communities.

How does Bruce Andrew Berman charge for services?

Bruce Andrew Berman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRIGHT FUTURES WEALTH MANAGEMENT, LLC?

BRIGHT FUTURES WEALTH MANAGEMENT, LLC has approximately 18 employees and manages $388M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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