Unclaimed Profile

John Mario Govic

JOSEPH GUNNAR & CO., LLC·UNIONDALE, New York

SIE, Series 3, Series 4, Series 7, Series 9, Series 10, Series 16, Series 24, Series 31, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65Clean record20 years registeredJOSEPH GUNNAR & CO., LLC

1000 RXR PLAZA, UNIONDALE, NY 11556CRD# 2395869Firm CRD# 24795

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Mario Govic · UNIONDALE, NY

Registration

CRD #2395869 · JOSEPH GUNNAR & CO., LLC · 20 years registered

Brand Profile

Not yet started

Career History

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 2022 – present

JOSEPH GUNNAR & CO., LLC

Apr 2021 – Jun 2022

NEW YORK, NY

OPPENHEIMER & CO. INC.

Jan 2020 – Apr 2021

SADDLE BROOK, NJ

UBS FINANCIAL SERVICES INC.

Apr 2006 – Jun 2014

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 9

Series 10

Series 16

Series 24

Series 31

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Registration record

First registered · April 19, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JOSEPH GUNNAR & CO., LLC

CRD 24795 · SEC 801-121064

AUM

$31M

Regulatory assets under management

Employees

78 client accounts

Services offered by JOSEPH GUNNAR & CO., LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at JOSEPH GUNNAR & CO., LLC →

Introduction

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Frequently Asked Questions

What services does John Mario Govic offer?

John Mario Govic specializes in Investment Management. Contact their office in UNIONDALE, New York for a consultation.

What are John Mario Govic's credentials?

John Mario Govic is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Mario Govic located?

John Mario Govic is based in UNIONDALE, New York, working with JOSEPH GUNNAR & CO., LLC. Their office serves clients in the UNIONDALE metropolitan area and surrounding communities.

How does John Mario Govic charge for services?

John Mario Govic's firm is compensated through percentage of aum, other: share in fees paid to tpmms. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JOSEPH GUNNAR & CO., LLC?

JOSEPH GUNNAR & CO., LLC has approximately 60 employees and manages $31M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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