Unclaimed Profile

Albert Vincent Pette

BRIXTON CAPITAL WEALTH ADVISORS, LLC·UNIONDALE, New York

SIE, Series 4, Series 7, Series 12, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 6521 years registeredBRIXTON CAPITAL WEALTH ADVISORS, LLC

333 EARLE OVINGTON BLVD, UNIONDALE, NY 11553CRD# 1423862Firm CRD# 288810

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Albert Vincent Pette · UNIONDALE, NY

Registration

CRD #1423862 · BRIXTON CAPITAL WEALTH ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

BRIXTON CAPITAL WEALTH ADVISORS, LLC

Aug 2025 – present

WESTERN INTERNATIONAL SECURITIES

Nov 2018 – Aug 2025

Massapequa, NY

NORTHEAST ASSET MANAGEMENT LLC

Apr 2017 – Dec 2018

MITCHEL FIELD, NY

PRIMARY ASSET MANAGEMENT, LLC

Oct 2016 – Nov 2016

NEW YORK, NY

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

Jun 2015 – Sep 2015

NEW YORK, NY

ROCKWELL GLOBAL ADVISORS, LLC

Jul 2014 – May 2015

MELVILLE, NY

GLOBAL ARENA INVESTMENT MANAGEMENT, LLC

Sep 2012 – Jun 2014

NEW YORK, NY

FRIEDMAN SCHNAIER ASSET MANAGEMENT, LLC

Feb 2009 – Aug 2010

NEW YORK, NY

FRIEDMAN SCHNAIER ASSET MANAGEMENT, LLC

Dec 2008 – Dec 2008

NEW YORK, NY

UBS FINANCIAL SERVICES INC.

Jan 2007 – May 2007

WEEHAWKEN, NJ

LADENBURG THALMANN ASSET MANAGEMENT INC

Oct 2004 – Jan 2007

MELVILLE, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 12

Series 24

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Registration record

First registered · October 19, 2004

Years registered · 21

Disclosure History

2010Customer Dispute·Settled

2009Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BRIXTON CAPITAL WEALTH ADVISORS, LLC

CRD 288810 · SEC 801-110811

AUM

$146M

Regulatory assets under management

Employees

604 client accounts

Services offered by BRIXTON CAPITAL WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BRIXTON CAPITAL WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Albert Vincent Pette offer?

Albert Vincent Pette specializes in Financial Planning, Investment Management. Contact their office in UNIONDALE, New York for a consultation.

What are Albert Vincent Pette's credentials?

Albert Vincent Pette is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Albert Vincent Pette located?

Albert Vincent Pette is based in UNIONDALE, New York, working with BRIXTON CAPITAL WEALTH ADVISORS, LLC. Their office serves clients in the UNIONDALE metropolitan area and surrounding communities.

How does Albert Vincent Pette charge for services?

Albert Vincent Pette's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRIXTON CAPITAL WEALTH ADVISORS, LLC?

BRIXTON CAPITAL WEALTH ADVISORS, LLC has approximately 5 employees and manages $146M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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