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Stephen Yen Ling Chow

BLUE OCEAN STRATEGIC CAPITAL, LLC·SYRACUSE, New York
Clean recordBLUE OCEAN STRATEGIC CAPITAL, LLC
443 NORTH FRANKLIN STREET, SYRACUSE, NY 13204-1441CRD# 46135Firm CRD# 112777

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Yen Ling Chow · SYRACUSE, NY
Registration
CRD #46135 · BLUE OCEAN STRATEGIC CAPITAL, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Stephen Yen Ling Chow is a registered financial advisor based in SYRACUSE, New York, affiliated with BLUE OCEAN STRATEGIC CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
BLUE OCEAN STRATEGIC CAPITAL, LLC
BLUE OCEAN STRATEGIC CAPITAL, LLC
AUM
$136M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at BLUE OCEAN STRATEGIC CAPITAL, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 46135
Firm CRD# 112777
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen Yen Ling Chow offer?
Stephen Yen Ling Chow specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SYRACUSE, New York for a consultation.
What are Stephen Yen Ling Chow's credentials?
Stephen Yen Ling Chow is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Yen Ling Chow located?
Stephen Yen Ling Chow is based in SYRACUSE, New York, working with BLUE OCEAN STRATEGIC CAPITAL, LLC. Their office serves clients in the SYRACUSE metropolitan area and surrounding communities.
How does Stephen Yen Ling Chow charge for services?
Stephen Yen Ling Chow's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BLUE OCEAN STRATEGIC CAPITAL, LLC?
BLUE OCEAN STRATEGIC CAPITAL, LLC has approximately 7 employees and manages $136M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BLUE OCEAN STRATEGIC CAPITAL, LLC

Theodore John Sarenski
SYRACUSE, NY
Kevin Eugene Vandenberg
SYRACUSE, NY

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