Unclaimed Profile

Shannon David Obrien

CADARET, GRANT & CO., INC.·SYRACUSE, New York

SIE, Series 6, Series 7, Series 24, Series 26, Series 52TO, Series 53, Series 63Clean recordCADARET, GRANT & CO., INC.

110 WEST FAYETTE ST, SYRACUSE, NY 13202CRD# 3199083Firm CRD# 10641

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shannon David Obrien · SYRACUSE, NY

Registration

CRD #3199083 · CADARET, GRANT & CO., INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 52TO

Series 53

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CADARET, GRANT & CO., INC.

CRD 10641 · SEC 801-42709

AUM

$6.9B

Regulatory assets under management

Employees

761

25,405 client accounts

Services offered by CADARET, GRANT & CO., INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CADARET, GRANT & CO., INC. →

Introduction

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Frequently Asked Questions

What services does Shannon David Obrien offer?

Shannon David Obrien specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SYRACUSE, New York for a consultation.

What are Shannon David Obrien's credentials?

Shannon David Obrien is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shannon David Obrien located?

Shannon David Obrien is based in SYRACUSE, New York, working with CADARET, GRANT & CO., INC.. Their office serves clients in the SYRACUSE metropolitan area and surrounding communities.

How does Shannon David Obrien charge for services?

Shannon David Obrien's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CADARET, GRANT & CO., INC.?

CADARET, GRANT & CO., INC. has approximately 761 employees and manages $6.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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