Unclaimed Profile

Kenneth Larry Hooker

CAPITAL GROWTH & SHELTER, INC.·SCOTIA, New York

SIE, Series 6, Series 7, Series 24, Series 26, Series 27, Series 52TO, Series 53, Series 63, Series 65, Series 99TOChFC5 years registeredCAPITAL GROWTH & SHELTER, INC.

2 WITBECK DRIVE, SCOTIA, NY 12302CRD# 1247329Firm CRD# 126092

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Larry Hooker · SCOTIA, NY

Registration

CRD #1247329 · CAPITAL GROWTH & SHELTER, INC. · 5 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPITAL GROWTH & SHELTER, INC.

CETERA INVESTMENT ADVISERS LLC

Mar 2024 – Dec 2025

Ballston Spa, NY

CAPITAL GROWTH & SHELTER, INC.

Oct 2021 – Oct 2024

GANSEVOORT, NY

CETERA ADVISORS LLC

Mar 2021 – Mar 2024

BALLSTON SPA, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 27

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · March 31, 2021

Years registered · 5

Professional designation · ChFC

Disclosure History

2024Regulatory·Final

1995Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL GROWTH & SHELTER, INC.

CRD 126092 · SEC 801-79630

AUM

$33M

Regulatory assets under management

Employees

181 client accounts

Services offered by CAPITAL GROWTH & SHELTER, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CAPITAL GROWTH & SHELTER, INC. →

Introduction

Speak with Kenneth

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kenneth is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SCOTIA?

Browse all registered financial advisors in SCOTIA, New York or claim this profile if it's yours.

Browse SCOTIA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kenneth Larry Hooker offer?

Kenneth Larry Hooker specializes in Investment Management, Fee-Only Advisory.

What are Kenneth Larry Hooker's credentials?

Kenneth Larry Hooker holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kenneth Larry Hooker located?

Kenneth Larry Hooker is based in SCOTIA, New York, last registered with CAPITAL GROWTH & SHELTER, INC..

How does Kenneth Larry Hooker charge for services?

Kenneth Larry Hooker's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL GROWTH & SHELTER, INC.?

CAPITAL GROWTH & SHELTER, INC. has approximately 2 employees and manages $33M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →

Other Advisors at CAPITAL GROWTH & SHELTER, INC.

Colleen Tobey

SCOTIA, NY

Browse by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in New York

NEW YORK (4737)ROCHESTER (141)PURCHASE (87)SYRACUSE (80)ALBANY (73)BUFFALO (72)GARDEN CITY (70)MELVILLE (67)PITTSFORD (65)WHITE PLAINS (60)

City Guides

NEW YORK Guide ROCHESTER Guide PURCHASE Guide SYRACUSE Guide ALBANY Guide

Research

Advisor Fees in New York National Fee Analysis

Request removal of this profile