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Colleen Tobey

CAPITAL GROWTH & SHELTER, INC.·SCOTIA, New York
SIE, Series 6, Series 7TO, Series 24, Series 52TO, Series 53, Series 63, Series 65Clean record5 years registeredCAPITAL GROWTH & SHELTER, INC.
2 WITBECK DRIVE, SCOTIA, NY 12302CRD# 4264202Firm CRD# 126092

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Colleen Tobey · SCOTIA, NY
Registration
CRD #4264202 · CAPITAL GROWTH & SHELTER, INC. · 5 years registered
Brand Profile
Not yet started
01

Career History

CETERA INVESTMENT ADVISERS LLC
Mar 2024 – present
CAPITAL GROWTH & SHELTER, INC.
Oct 2021 – Oct 2024
Ballston Spa, NY
CETERA ADVISORS LLC
Oct 2020 – Mar 2024
BALLSTON SPA, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7TO
Series 24
Series 52TO
Series 53
Series 63
Series 65
Registration record
First registered · October 20, 2020
Years registered · 5
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CAPITAL GROWTH & SHELTER, INC.
CRD 126092 · SEC 801-79630
AUM
$33M
Regulatory assets under management
Employees
2
181 client accounts
Services offered by CAPITAL GROWTH & SHELTER, INC.
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at CAPITAL GROWTH & SHELTER, INC. →
Introduction

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05

Frequently Asked Questions

What services does Colleen Tobey offer?
Colleen Tobey specializes in Investment Management, Fee-Only Advisory. Contact their office in SCOTIA, New York for a consultation.
What are Colleen Tobey's credentials?
Colleen Tobey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Colleen Tobey located?
Colleen Tobey is based in SCOTIA, New York, working with CAPITAL GROWTH & SHELTER, INC.. Their office serves clients in the SCOTIA metropolitan area and surrounding communities.
How does Colleen Tobey charge for services?
Colleen Tobey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL GROWTH & SHELTER, INC.?
CAPITAL GROWTH & SHELTER, INC. has approximately 2 employees and manages $33M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CAPITAL GROWTH & SHELTER, INC.

Kenneth Larry Hooker
SCOTIA, NY
ChFC

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