Unclaimed Profile

Terrence Patrick Britt

ASHTON THOMAS SECURITIES, LLC·ROCHESTER, New York

SIE, Series 7, Series 24, Series 28, Series 63, Series 65, Series 99TOClean record18 years registeredASHTON THOMAS SECURITIES, LLC

200 CANAL VIEW BLVD., ROCHESTER, NY 14623CRD# 2165686Firm CRD# 16629

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Terrence Patrick Britt · ROCHESTER, NY

Registration

CRD #2165686 · ASHTON THOMAS SECURITIES, LLC · 18 years registered

Brand Profile

Not yet started

Career History

ASHTON THOMAS SECURITIES, LLC

Sep 2021 – present

EXCEL SECURITIES & ASSOCIATES,INC.

Aug 2007 – Nov 2009

DELMAR, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 28

Series 63

Series 65

Series 99TO

Registration record

First registered · August 31, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASHTON THOMAS SECURITIES, LLC

CRD 16629 · SEC 801-69225

AUM

$409M

Regulatory assets under management

Employees

1,799 client accounts

Services offered by ASHTON THOMAS SECURITIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ASHTON THOMAS SECURITIES, LLC →

Introduction

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Frequently Asked Questions

What services does Terrence Patrick Britt offer?

Terrence Patrick Britt specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in ROCHESTER, New York for a consultation.

What are Terrence Patrick Britt's credentials?

Terrence Patrick Britt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Terrence Patrick Britt located?

Terrence Patrick Britt is based in ROCHESTER, New York, working with ASHTON THOMAS SECURITIES, LLC. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does Terrence Patrick Britt charge for services?

Terrence Patrick Britt's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASHTON THOMAS SECURITIES, LLC?

ASHTON THOMAS SECURITIES, LLC has approximately 24 employees and manages $409M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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