Unclaimed Profile

Joseph Anthony Lanzisera

ASHTON THOMAS SECURITIES, LLC·ROCHESTER, New York

SIE, Series 4, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 65, Series 99TO4 years registeredASHTON THOMAS SECURITIES, LLC

200 CANAL VIEW BLVD., ROCHESTER, NY 14623CRD# 1052572Firm CRD# 16629

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Anthony Lanzisera · ROCHESTER, NY

Registration

CRD #1052572 · ASHTON THOMAS SECURITIES, LLC · 4 years registered

Brand Profile

Not yet started

Career History

ASHTON THOMAS SECURITIES, LLC

Sep 2021 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 65

Series 99TO

Registration record

First registered · September 6, 2021

Years registered · 4

Disclosure History

2000Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ASHTON THOMAS SECURITIES, LLC

CRD 16629 · SEC 801-69225

AUM

$409M

Regulatory assets under management

Employees

1,799 client accounts

Services offered by ASHTON THOMAS SECURITIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ASHTON THOMAS SECURITIES, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Anthony Lanzisera offer?

Joseph Anthony Lanzisera specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in ROCHESTER, New York for a consultation.

What are Joseph Anthony Lanzisera's credentials?

Joseph Anthony Lanzisera is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Anthony Lanzisera located?

Joseph Anthony Lanzisera is based in ROCHESTER, New York, working with ASHTON THOMAS SECURITIES, LLC. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does Joseph Anthony Lanzisera charge for services?

Joseph Anthony Lanzisera's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASHTON THOMAS SECURITIES, LLC?

ASHTON THOMAS SECURITIES, LLC has approximately 24 employees and manages $409M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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