Unclaimed Profile

Steven Charles Braverman

STEVEN CHARLES CAPITAL LTD·ROCHESTER, New York

Series 5, Series 7, Series 8, Series 63Clean record15 years registeredSTEVEN CHARLES CAPITAL LTD

200 CANAL VIEW BLVD, ROCHESTER, NY 14623CRD# 706647Firm CRD# 104814

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Charles Braverman · ROCHESTER, NY

Registration

CRD #706647 · STEVEN CHARLES CAPITAL LTD · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STEVEN CHARLES CAPITAL LTD

STEVEN CHARLES CAPITAL LTD

Jun 2011 – Dec 2025

ROCHESTER, NY

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 8

Series 63

Registration record

First registered · June 29, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STEVEN CHARLES CAPITAL LTD

CRD 104814 · SEC 801-26716

AUM

$130M

Regulatory assets under management

Employees

114 client accounts

Services offered by STEVEN CHARLES CAPITAL LTD

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at STEVEN CHARLES CAPITAL LTD →

Introduction

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Frequently Asked Questions

What services does Steven Charles Braverman offer?

Steven Charles Braverman specializes in Investment Management, Wealth Management.

What are Steven Charles Braverman's credentials?

Steven Charles Braverman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Charles Braverman located?

Steven Charles Braverman is based in ROCHESTER, New York, last registered with STEVEN CHARLES CAPITAL LTD.

How does Steven Charles Braverman charge for services?

Steven Charles Braverman's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STEVEN CHARLES CAPITAL LTD?

STEVEN CHARLES CAPITAL LTD has approximately 2 employees and manages $130M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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