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Michael Charles Francis

BRIGHTON SECURITIES CORP.·ROCHESTER, New York
SIE, Series 7, Series 31, Series 63, Series 66BRIGHTON SECURITIES CORP.
1703 MONROE AVENUE, ROCHESTER, NY 14618CRD# 704540Firm CRD# 3875

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Charles Francis · ROCHESTER, NY
Registration
CRD #704540 · BRIGHTON SECURITIES CORP.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 31
Series 63
Series 66
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
BRIGHTON SECURITIES CORP.
CRD 3875 · SEC 801-62276
AUM
$612M
Regulatory assets under management
Employees
35
2,108 client accounts
Services offered by BRIGHTON SECURITIES CORP.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BRIGHTON SECURITIES CORP. →
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Frequently Asked Questions

What services does Michael Charles Francis offer?
Michael Charles Francis specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ROCHESTER, New York for a consultation.
What are Michael Charles Francis's credentials?
Michael Charles Francis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Charles Francis located?
Michael Charles Francis is based in ROCHESTER, New York, working with BRIGHTON SECURITIES CORP.. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.
How does Michael Charles Francis charge for services?
Michael Charles Francis's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BRIGHTON SECURITIES CORP.?
BRIGHTON SECURITIES CORP. has approximately 35 employees and manages $612M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BRIGHTON SECURITIES CORP.

Ethan Joel Wade
ROCHESTER, NY
Samuel Joseph Dinorma
ROCHESTER, NY
Charles William Wade
ROCHESTER, NY
Douglas Arthur Hendee
ROCHESTER, NY
CFP
Jai S. Ramachandran
ROCHESTER, NY
George Thomas Conboy
ROCHESTER, NY

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