Claim Profile
Unclaimed Profile
DH

Douglas Arthur Hendee

BRIGHTON SECURITIES CORP.·ROCHESTER, New York
SIE, Series 7, Series 9, Series 10, Series 31, Series 66CFPClean record23 years registeredBRIGHTON SECURITIES CORP.
1703 MONROE AVENUE, ROCHESTER, NY 14618CRD# 3203666Firm CRD# 3875

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Douglas Arthur Hendee · ROCHESTER, NY
Registration
CRD #3203666 · BRIGHTON SECURITIES CORP. · 23 years registered
Brand Profile
Not yet started
01

Career History

Jun 2024present
MORGAN STANLEY
Dec 2002Apr 2005
ROCHESTER, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 10
Series 31
Series 66
Registration record
First registered · December 20, 2002
Years registered · 23
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BRIGHTON SECURITIES CORP.
CRD 3875 · SEC 801-62276
AUM
$612M
Regulatory assets under management
Employees
35
2,108 client accounts
Services offered by BRIGHTON SECURITIES CORP.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

Speak with Douglas Arthur

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Douglas Arthur is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ROCHESTER?

Browse all registered financial advisors in ROCHESTER, New York or claim this profile if it's yours.

05

Frequently Asked Questions

What services does Douglas Arthur Hendee offer?
Douglas Arthur Hendee specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ROCHESTER, New York for a consultation.
What are Douglas Arthur Hendee's credentials?
Douglas Arthur Hendee holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Douglas Arthur Hendee located?
Douglas Arthur Hendee is based in ROCHESTER, New York, working with BRIGHTON SECURITIES CORP.. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.
How does Douglas Arthur Hendee charge for services?
Douglas Arthur Hendee's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BRIGHTON SECURITIES CORP.?
BRIGHTON SECURITIES CORP. has approximately 35 employees and manages $612M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →