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Mary Katherine O'brian

THE WATERFORD GROUP, LLC·ROCHESTER, New York
Clean record5 years registeredTHE WATERFORD GROUP, LLC
1657 EAST AVENUE, ROCHESTER, NY 14610CRD# 5880609Firm CRD# 155738

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mary Katherine O'brian · ROCHESTER, NY
Registration
CRD #5880609 · THE WATERFORD GROUP, LLC · 5 years registered
Brand Profile
Not yet started
01

Career History

ALERA INVESTMENT ADVISORS, LLC
Feb 2022 – present
ALERA RETIREMENT ADVISORS, LLC
May 2021 – Jul 2025
Rochester, NY
02

Registrations & Exams

Registration record
First registered · May 29, 2021
Years registered · 5
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
THE WATERFORD GROUP, LLC
CRD 155738 · SEC 801-72033
AUM
$39M
Regulatory assets under management
Employees
5
89 client accounts
Services offered by THE WATERFORD GROUP, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at THE WATERFORD GROUP, LLC →
Introduction

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05

Frequently Asked Questions

What services does Mary Katherine O'brian offer?
Mary Katherine O'brian specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in ROCHESTER, New York for a consultation.
What are Mary Katherine O'brian's credentials?
Mary Katherine O'brian is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mary Katherine O'brian located?
Mary Katherine O'brian is based in ROCHESTER, New York, working with THE WATERFORD GROUP, LLC. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.
How does Mary Katherine O'brian charge for services?
Mary Katherine O'brian's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE WATERFORD GROUP, LLC?
THE WATERFORD GROUP, LLC has approximately 5 employees and manages $39M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at THE WATERFORD GROUP, LLC

Brian Patrick Costello
ROCHESTER, NY
Michael John Merriman
ROCHESTER, NY

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