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Mary Katherine O'brian

THE WATERFORD GROUP, LLC·ROCHESTER, New York
Unclaimed Profile
1657 EAST AVENUE, ROCHESTER, NY 14610CRD# 5880609Firm CRD# 155738
01

About

Mary Katherine O'brian is a registered financial advisor based in ROCHESTER, New York, affiliated with THE WATERFORD GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
03

Firm Overview

Firm
THE WATERFORD GROUP, LLC
AUM
$39M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at THE WATERFORD GROUP, LLC →
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5880609
Firm CRD# 155738
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Mary Katherine O'brian offer?
Mary Katherine O'brian specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in ROCHESTER, New York for a consultation.
What are Mary Katherine O'brian's credentials?
Mary Katherine O'brian is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mary Katherine O'brian located?
Mary Katherine O'brian is based in ROCHESTER, New York, working with THE WATERFORD GROUP, LLC. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.
How does Mary Katherine O'brian charge for services?
Mary Katherine O'brian's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE WATERFORD GROUP, LLC?
THE WATERFORD GROUP, LLC has approximately 5 employees and manages $39M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at THE WATERFORD GROUP, LLC

Brian Patrick Costello
ROCHESTER, NY
Michael John Merriman
ROCHESTER, NY

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