Unclaimed Profile

James Henry Mcbride

HIGH FALLS ADVISORS, INC.·ROCHESTER, New York

SIE, Series 7, Series 24, Series 63, Series 65Clean record4 years registeredHIGH FALLS ADVISORS, INC.

36 WEST MAIN STREET, ROCHESTER, NY 14614CRD# 1319851Firm CRD# 108678

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Henry Mcbride · ROCHESTER, NY

Registration

CRD #1319851 · HIGH FALLS ADVISORS, INC. · 4 years registered

Brand Profile

Not yet started

Career History

HIGH FALLS ADVISORS, INC.

Sep 2021 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · September 3, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HIGH FALLS ADVISORS, INC.

CRD 108678 · SEC 801-34161

AUM

$521M

Regulatory assets under management

Employees

1,704 client accounts

Services offered by HIGH FALLS ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HIGH FALLS ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does James Henry Mcbride offer?

James Henry Mcbride specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.

What are James Henry Mcbride's credentials?

James Henry Mcbride is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Henry Mcbride located?

James Henry Mcbride is based in ROCHESTER, New York, working with HIGH FALLS ADVISORS, INC.. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does James Henry Mcbride charge for services?

James Henry Mcbride's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HIGH FALLS ADVISORS, INC.?

HIGH FALLS ADVISORS, INC. has approximately 17 employees and manages $521M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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