Unclaimed Profile

George Thomas Conboy

BRIGHTON SECURITIES CORP.·ROCHESTER, New York

SIE, Series 3, Series 4, Series 7, Series 24, Series 51, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 66, Series 99TO22 years registeredBRIGHTON SECURITIES CORP.

1703 MONROE AVENUE, ROCHESTER, NY 14618CRD# 1283395Firm CRD# 3875

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

George Thomas Conboy · ROCHESTER, NY

Registration

CRD #1283395 · BRIGHTON SECURITIES CORP. · 22 years registered

Brand Profile

Not yet started

Career History

BRIGHTON SECURITIES CORP.

May 2021 – present

BRIGHTON FINANCIAL PLANNING

Feb 2004 – Jul 2006

ROCHESTER, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 51

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 66

Series 99TO

Registration record

First registered · February 24, 2004

Years registered · 22

Disclosure History

2006Regulatory·Final

1983Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BRIGHTON SECURITIES CORP.

CRD 3875 · SEC 801-62276

AUM

$612M

Regulatory assets under management

Employees

2,108 client accounts

Services offered by BRIGHTON SECURITIES CORP.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BRIGHTON SECURITIES CORP. →

Introduction

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Frequently Asked Questions

What services does George Thomas Conboy offer?

George Thomas Conboy specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ROCHESTER, New York for a consultation.

What are George Thomas Conboy's credentials?

George Thomas Conboy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is George Thomas Conboy located?

George Thomas Conboy is based in ROCHESTER, New York, working with BRIGHTON SECURITIES CORP.. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does George Thomas Conboy charge for services?

George Thomas Conboy's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRIGHTON SECURITIES CORP.?

BRIGHTON SECURITIES CORP. has approximately 35 employees and manages $612M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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