Unclaimed Profile

Elizabeth Mezei Raabe

SENECA FINANCIAL ADVISORS LLC·ROCHESTER, New York

Series 7, Series 24, Series 63, Series 65Clean record24 years registeredSENECA FINANCIAL ADVISORS LLC

500 LINDEN OAKS, ROCHESTER, NY 14625CRD# 1079353Firm CRD# 152824

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Elizabeth Mezei Raabe · ROCHESTER, NY

Registration

CRD #1079353 · SENECA FINANCIAL ADVISORS LLC · 24 years registered

Brand Profile

Not yet started

Career History

SENECA FINANCIAL ADVISORS LLC

Nov 2020 – present

FRONTIER WEALTH MANAGEMENT, LLC

Feb 2020 – Oct 2020

Glendale, CO

HIGHWATER WEALTH MANAGEMENT LLC

Sep 2014 – Feb 2020

GLENDALE, CO

CAPITAL INVESTMENT COUNSEL INC

Apr 2004 – Sep 2014

DENVER, CO

MANNING & NAPIER ADVISORY ADVANTAGE CORPORATION

Jul 2002 – Aug 2002

ROCHESTER, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 3, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SENECA FINANCIAL ADVISORS LLC

CRD 152824 · SEC 801-71051

AUM

$607M

Regulatory assets under management

Employees

1,009 client accounts

Services offered by SENECA FINANCIAL ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SENECA FINANCIAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Elizabeth Mezei Raabe offer?

Elizabeth Mezei Raabe specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ROCHESTER, New York for a consultation.

What are Elizabeth Mezei Raabe's credentials?

Elizabeth Mezei Raabe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Elizabeth Mezei Raabe located?

Elizabeth Mezei Raabe is based in ROCHESTER, New York, working with SENECA FINANCIAL ADVISORS LLC. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does Elizabeth Mezei Raabe charge for services?

Elizabeth Mezei Raabe's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SENECA FINANCIAL ADVISORS LLC?

SENECA FINANCIAL ADVISORS LLC has approximately 19 employees and manages $607M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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