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Amy Sullivan

MENDON CAPITAL ADVISORS CORP·ROCHESTER, New York
SIE, Series 7, Series 63, Series 66Clean record10 years registeredMENDON CAPITAL ADVISORS CORP
150 ALLENS CREEK ROAD, ROCHESTER, NY 14618CRD# 4935347Firm CRD# 113058

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Amy Sullivan · ROCHESTER, NY
Registration
CRD #4935347 · MENDON CAPITAL ADVISORS CORP · 10 years registered
Brand Profile
Not yet started
01

Career History

WELLS FARGO ADVISORS
Jul 2017 – present
UBS FINANCIAL SERVICES INC.
Jun 2016 – Jul 2017
ROCHESTER, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 66
Registration record
First registered · June 7, 2016
Years registered · 10
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MENDON CAPITAL ADVISORS CORP
CRD 113058 · SEC 801-56497
AUM
$218M
Regulatory assets under management
Employees
4
3 client accounts
Services offered by MENDON CAPITAL ADVISORS CORP
Per Form ADV
Portfolio management (pooled investments)
Pension consulting
Other
Client types served by the firm
Per Form ADV
Institutional Investors
Pension & Retirement Plans
View all advisors at MENDON CAPITAL ADVISORS CORP →
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05

Frequently Asked Questions

What services does Amy Sullivan offer?
Amy Sullivan specializes in Investment Management, Retirement Planning. Contact their office in ROCHESTER, New York for a consultation.
What are Amy Sullivan's credentials?
Amy Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Amy Sullivan located?
Amy Sullivan is based in ROCHESTER, New York, working with MENDON CAPITAL ADVISORS CORP. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.
How does Amy Sullivan charge for services?
Amy Sullivan's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MENDON CAPITAL ADVISORS CORP?
MENDON CAPITAL ADVISORS CORP has approximately 4 employees and manages $218M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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