AdvisorOS Directory
Claim Profile
SR

Susan P Roberts

R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.·NEW YORK, New York
Unclaimed Profile
1700 BROADWAY, NEW YORK, NY 10019CRD# 5776550Firm CRD# 137788
01

About

Susan P Roberts is a registered financial advisor based in NEW YORK, New York, affiliated with R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.
R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.
AUM
$36M
Regulatory assets under management
Employees
20
Total firm employees
View all advisors at R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC. →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: CERTAIN PRIV FUNDS PAY A LIQUIDITY FEE AS % OF AUM
Regulatory
SEC/IARD CRD# 5776550
Firm CRD# 137788
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in NEW YORK?

Browse all registered financial advisors in NEW YORK, New York or claim this profile if it's yours.

Browse NEW YORK AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Susan P Roberts offer?
Susan P Roberts specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are Susan P Roberts's credentials?
Susan P Roberts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Susan P Roberts located?
Susan P Roberts is based in NEW YORK, New York, working with R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Susan P Roberts charge for services?
Susan P Roberts's firm is compensated through percentage of aum, performance-based fees, other: certain priv funds pay a liquidity fee as % of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.?
R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC. has approximately 20 employees and manages $36M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in NEW YORK
Gabriel Justin Riopel — ROOSEVELT MANAGEMENT COMPANY LLCWilliam Huyett — MIO PARTNERS, INC.Remy Briand — MSCI ESG RESEARCH LLCGlenn Mathew Shor — J.F. LEHMAN AND COMPANY LLCHarvey Wacht — SHUFRO, ROSE & CO., LLC
Nearby cities in New York
ROCHESTER (219)WHITE PLAINS (203)SYRACUSE (160)PURCHASE (160)BUFFALO (132)
City Guides
ROCHESTER GuideWHITE PLAINS GuideSYRACUSE GuidePURCHASE GuideBUFFALO Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile