Unclaimed Profile

Paul Shen

R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.·SUNNY ISLES BEACH, Florida

Clean recordR.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.

16690 COLLINS AVENUE, SUNNY ISLES BEACH, FL 33160CRD# 2120122Firm CRD# 137788

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Shen · SUNNY ISLES BEACH, FL

Registration

CRD #2120122 · R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Paul Shen is a registered financial advisor based in SUNNY ISLES BEACH, Florida, affiliated with R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.

AUM

$36M

Regulatory assets under management

Employees

Total firm employees

View all advisors at R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC. →

Services

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Background

Compensation

Percentage of AUM

Performance-based fees

Other: CERTAIN PRIV FUNDS PAY A LIQUIDITY FEE AS % OF AUM

Regulatory

SEC/IARD CRD# 2120122

Firm CRD# 137788

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Paul Shen offer?

Paul Shen specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SUNNY ISLES BEACH, Florida for a consultation.

What are Paul Shen's credentials?

Paul Shen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Shen located?

Paul Shen is based in SUNNY ISLES BEACH, Florida, working with R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.. Their office serves clients in the SUNNY ISLES BEACH metropolitan area and surrounding communities.

How does Paul Shen charge for services?

Paul Shen's firm is compensated through percentage of aum, performance-based fees, other: certain priv funds pay a liquidity fee as % of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.?

R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC. has approximately 20 employees and manages $36M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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