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R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.
R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.
SUNNY ISLES BEACH, Florida
·
7 registered advisors
·
CRD# 137788
SEC# 801-65629
0
212-245-0400
01
Firm Overview
AUM
$36M
Regulatory assets under management
Employees
20
Total firm employees
Advisors
7
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
Compensation
Percentage of AUM
Performance-based fees
Other: CERTAIN PRIV FUNDS PAY A LIQUIDITY FEE AS % OF AUM
03
Specialties
Investment Management
Retirement Planning
Wealth Management
04
Advisors at R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.
7 registered advisors
Coenraad Johannes Weddepohl
NEW YORK, New York
CRD# 6472766
Jonathan Firester
NEW YORK, New York
CRD# 4252875
Paul Shen
SUNNY ISLES BEACH, Florida
CRD# 2120122
Ronald Bruce Graber
SUNNY ISLES BEACH, Florida
CRD# 5415569
Roy Niederhoffer
SUNNY ISLES BEACH, Florida
CRD# 2338107
Susan P Roberts
NEW YORK, New York
CRD# 5776550
Zinovi Levitan
SUNNY ISLES BEACH, Florida
CRD# 5908014
05
Office Locations
SUNNY ISLES BEACH, Florida
4 advisors
NEW YORK, New York
3 advisors
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Data sourced from SEC Form ADV filings. R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC. (CRD# 137788) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.