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Ronald Bruce Graber

R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.·SUNNY ISLES BEACH, Florida
Clean recordR.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.
16690 COLLINS AVENUE, SUNNY ISLES BEACH, FL 33160CRD# 5415569Firm CRD# 137788

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ronald Bruce Graber · SUNNY ISLES BEACH, FL
Registration
CRD #5415569 · R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Ronald Bruce Graber is a registered financial advisor based in SUNNY ISLES BEACH, Florida, affiliated with R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.
R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.
AUM
$36M
Regulatory assets under management
Employees
20
Total firm employees
View all advisors at R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC. →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: CERTAIN PRIV FUNDS PAY A LIQUIDITY FEE AS % OF AUM
Regulatory
SEC/IARD CRD# 5415569
Firm CRD# 137788
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Ronald Bruce Graber offer?
Ronald Bruce Graber specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SUNNY ISLES BEACH, Florida for a consultation.
What are Ronald Bruce Graber's credentials?
Ronald Bruce Graber is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ronald Bruce Graber located?
Ronald Bruce Graber is based in SUNNY ISLES BEACH, Florida, working with R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.. Their office serves clients in the SUNNY ISLES BEACH metropolitan area and surrounding communities.
How does Ronald Bruce Graber charge for services?
Ronald Bruce Graber's firm is compensated through percentage of aum, performance-based fees, other: certain priv funds pay a liquidity fee as % of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.?
R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC. has approximately 20 employees and manages $36M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.

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Jonathan Firester
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Paul Shen
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Susan P Roberts
NEW YORK, NY
Zinovi Levitan
SUNNY ISLES BEACH, FL
Roy Niederhoffer
SUNNY ISLES BEACH, FL

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Research
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