Unclaimed Profile

Juan Carlos Avila

TOROSO INVESTMENTS, LLC·NEW YORK, New York

Series 7, Series 63, Series 6528 years registeredTOROSO INVESTMENTS, LLC

623 FIFTH AVENUE, NEW YORK, NY 10022CRD# 2058210Firm CRD# 164201

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Juan Carlos Avila · NEW YORK, NY

Registration

CRD #2058210 · TOROSO INVESTMENTS, LLC · 28 years registered

Brand Profile

Not yet started

Career History

CENTRIC WEALTH MANAGEMENT, LLC

May 2023 – present

TOROSO INVESTMENTS, LLC

Jan 2013 – Sep 2023

CHICAGO, IL

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

Sep 2009 – Dec 2012

CHICAGO, IL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 1998 – Sep 2009

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · April 12, 1998

Years registered · 28

Disclosure History

2003Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TIDAL INVESTMENTS LLC

CRD 164201 · SEC 801-76857

AUM

$11.3B

Regulatory assets under management

Employees

373 client accounts

Services offered by TIDAL INVESTMENTS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at TIDAL INVESTMENTS LLC →

Introduction

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Frequently Asked Questions

What services does Juan Carlos Avila offer?

Juan Carlos Avila specializes in Financial Planning, Investment Management. Contact their office in NEW YORK, New York for a consultation.

What are Juan Carlos Avila's credentials?

Juan Carlos Avila is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Juan Carlos Avila located?

Juan Carlos Avila is based in NEW YORK, New York, working with TOROSO INVESTMENTS, LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.

How does Juan Carlos Avila charge for services?

Juan Carlos Avila's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TOROSO INVESTMENTS, LLC?

TOROSO INVESTMENTS, LLC has approximately 52 employees and manages $11.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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