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Eric Walter Falkeis

TIDAL INVESTMENTS LLC·MILWAUKEE, Wisconsin
SIE, Series 7, Series 27Clean recordTIDAL INVESTMENTS LLC
234 WEST FLORIDA STREET, MILWAUKEE, WI 53204CRD# 4133585Firm CRD# 164201

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Eric Walter Falkeis · MILWAUKEE, WI
Registration
CRD #4133585 · TIDAL INVESTMENTS LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 27
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
TIDAL INVESTMENTS LLC
CRD 164201 · SEC 801-76857
AUM
$11.3B
Regulatory assets under management
Employees
52
373 client accounts
Services offered by TIDAL INVESTMENTS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
High Net Worth Individuals
View all advisors at TIDAL INVESTMENTS LLC →
Introduction

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Frequently Asked Questions

What services does Eric Walter Falkeis offer?
Eric Walter Falkeis specializes in Financial Planning, Investment Management. Contact their office in MILWAUKEE, Wisconsin for a consultation.
What are Eric Walter Falkeis's credentials?
Eric Walter Falkeis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Eric Walter Falkeis located?
Eric Walter Falkeis is based in MILWAUKEE, Wisconsin, working with TIDAL INVESTMENTS LLC. Their office serves clients in the MILWAUKEE metropolitan area and surrounding communities.
How does Eric Walter Falkeis charge for services?
Eric Walter Falkeis's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TIDAL INVESTMENTS LLC?
TIDAL INVESTMENTS LLC has approximately 52 employees and manages $11.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TIDAL INVESTMENTS LLC

Juan Carlos Avila
NEW YORK, NY
Gavin Clark Filmore
MILWAUKEE, WI
Olga Camargo
NEW YORK, NY

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