Unclaimed Profile

Gavin Clark Filmore

TIDAL INVESTMENTS LLC·MILWAUKEE, Wisconsin

SIE, Series 3, Series 7, Series 24, Series 63, Series 99Clean recordTIDAL INVESTMENTS LLC

234 WEST FLORIDA STREET, MILWAUKEE, WI 53204CRD# 5217686Firm CRD# 164201

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gavin Clark Filmore · MILWAUKEE, WI

Registration

CRD #5217686 · TIDAL INVESTMENTS LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 99

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TIDAL INVESTMENTS LLC

CRD 164201 · SEC 801-76857

AUM

$11.3B

Regulatory assets under management

Employees

373 client accounts

Services offered by TIDAL INVESTMENTS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at TIDAL INVESTMENTS LLC →

Introduction

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Frequently Asked Questions

What services does Gavin Clark Filmore offer?

Gavin Clark Filmore specializes in Financial Planning, Investment Management. Contact their office in MILWAUKEE, Wisconsin for a consultation.

What are Gavin Clark Filmore's credentials?

Gavin Clark Filmore is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gavin Clark Filmore located?

Gavin Clark Filmore is based in MILWAUKEE, Wisconsin, working with TIDAL INVESTMENTS LLC. Their office serves clients in the MILWAUKEE metropolitan area and surrounding communities.

How does Gavin Clark Filmore charge for services?

Gavin Clark Filmore's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TIDAL INVESTMENTS LLC?

TIDAL INVESTMENTS LLC has approximately 52 employees and manages $11.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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