Unclaimed Profile

Marcus Roland Epprecht

PARKVIEW US LLC·NEW YORK CITY, New York

Series 7, Series 66Clean record22 years registeredPARKVIEW US LLC

477 MADISON AVENUE, NEW YORK CITY, NY 10022CRD# 4208933Firm CRD# 160172

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marcus Roland Epprecht · NEW YORK CITY, NY

Registration

CRD #4208933 · PARKVIEW US LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PARKVIEW US LLC

PARKVIEW US LLC

Sep 2012 – Dec 2025

NEW YORK CITY, NY

UBS FINANCIAL SERVICES INC.

Jan 2010 – Nov 2011

NEW YORK, NY

UBS INTERNATIONAL INC.

Jun 2004 – Jan 2010

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · June 11, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PARKVIEW US LLC

CRD 160172 · SEC 801-73116

AUM

$310M

Regulatory assets under management

Employees

22 client accounts

Services offered by PARKVIEW US LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at PARKVIEW US LLC →

Introduction

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Frequently Asked Questions

What services does Marcus Roland Epprecht offer?

Marcus Roland Epprecht specializes in Investment Management, Wealth Management.

What are Marcus Roland Epprecht's credentials?

Marcus Roland Epprecht is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marcus Roland Epprecht located?

Marcus Roland Epprecht is based in NEW YORK CITY, New York, last registered with PARKVIEW US LLC.

How does Marcus Roland Epprecht charge for services?

Marcus Roland Epprecht's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PARKVIEW US LLC?

PARKVIEW US LLC has approximately 4 employees and manages $310M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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