Unclaimed Profile

Som Dev Mohapatra

QUANTBASE, LLC·NEW YORK CITY, New York

Series 65Clean record4 years registeredQUANTBASE, LLC

30 WALL STREET, NEW YORK CITY, NY 10005CRD# 7438690Firm CRD# 315414

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Som Dev Mohapatra · NEW YORK CITY, NY

Registration

CRD #7438690 · QUANTBASE, LLC · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: QUANTBASE, LLC

QUANTBASE

Dec 2021 – Dec 2024

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 13, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QUANTBASE, LLC

CRD 315414 · SEC 801-122782

AUM

$20M

Regulatory assets under management

Employees

2,500 client accounts

Services offered by QUANTBASE, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at QUANTBASE, LLC →

Introduction

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Frequently Asked Questions

What services does Som Dev Mohapatra offer?

Som Dev Mohapatra specializes in Investment Management.

What are Som Dev Mohapatra's credentials?

Som Dev Mohapatra is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Som Dev Mohapatra located?

Som Dev Mohapatra is based in NEW YORK CITY, New York, last registered with QUANTBASE, LLC.

How does Som Dev Mohapatra charge for services?

Som Dev Mohapatra's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUANTBASE, LLC?

QUANTBASE, LLC has approximately 2 employees and manages $20M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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