Unclaimed Profile

Nancy Maisto

SAFRA ASSET MANAGEMENT CORPORATION·NEW YORK CITY, New York

SIE, Series 7, Series 9, Series 10, Series 31, Series 63, Series 65Clean record20 years registeredSAFRA ASSET MANAGEMENT CORPORATION

550 FIFTH AVENUE, NEW YORK CITY, NY 10036CRD# 2580089Firm CRD# 131243

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nancy Maisto · NEW YORK CITY, NY

Registration

CRD #2580089 · SAFRA ASSET MANAGEMENT CORPORATION · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAFRA ASSET MANAGEMENT CORPORATION

GILFORD FINANCIAL CORP.

May 2010 – Jan 2011

NEW YORK, NY

GUNNALLEN FINANCIAL, INC

Jul 2006 – Mar 2010

TAMPA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 31

Series 63

Series 65

Registration record

First registered · July 10, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

J. SAFRA ASSET MANAGEMENT CORPORATION

CRD 131243 · SEC 801-63032

AUM

$3.7B

Regulatory assets under management

Employees

2,575 client accounts

Services offered by J. SAFRA ASSET MANAGEMENT CORPORATION

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at J. SAFRA ASSET MANAGEMENT CORPORATION →

Introduction

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Frequently Asked Questions

What services does Nancy Maisto offer?

Nancy Maisto specializes in Investment Management, Retirement Planning, Wealth Management.

What are Nancy Maisto's credentials?

Nancy Maisto is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nancy Maisto located?

Nancy Maisto is based in NEW YORK CITY, New York, last registered with SAFRA ASSET MANAGEMENT CORPORATION.

How does Nancy Maisto charge for services?

Nancy Maisto's firm is compensated through percentage of aum, subscription fees, other: % of assets under consultation. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAFRA ASSET MANAGEMENT CORPORATION?

SAFRA ASSET MANAGEMENT CORPORATION has approximately 19 employees and manages $3.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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