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Philip J Capell

PIERMONT WEALTH MANAGEMENT INC.·MELVILLE, New York
Clean record11 years registeredPIERMONT WEALTH MANAGEMENT INC.
48 S. SERVICE ROAD, MELVILLE, NY 11747CRD# 4544394Firm CRD# 119376

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Philip J Capell · MELVILLE, NY
Registration
CRD #4544394 · PIERMONT WEALTH MANAGEMENT INC. · 11 years registered
Brand Profile
Not yet started
01

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Apr 2024 – present
PIERMONT WEALTH MANAGEMENT INC.
Sep 2014 – Apr 2024
MELVILLE, NY
02

Registrations & Exams

Registration record
First registered · September 24, 2014
Years registered · 11
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PIERMONT WEALTH MANAGEMENT INC.
CRD 119376 · SEC 801-61254
AUM
$221M
Regulatory assets under management
Employees
3
411 client accounts
Services offered by PIERMONT WEALTH MANAGEMENT INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PIERMONT WEALTH MANAGEMENT INC. →
Introduction

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05

Frequently Asked Questions

What services does Philip J Capell offer?
Philip J Capell specializes in Financial Planning, Investment Management. Contact their office in MELVILLE, New York for a consultation.
What are Philip J Capell's credentials?
Philip J Capell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Philip J Capell located?
Philip J Capell is based in MELVILLE, New York, working with PIERMONT WEALTH MANAGEMENT INC.. Their office serves clients in the MELVILLE metropolitan area and surrounding communities.
How does Philip J Capell charge for services?
Philip J Capell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PIERMONT WEALTH MANAGEMENT INC.?
PIERMONT WEALTH MANAGEMENT INC. has approximately 3 employees and manages $221M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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