Unclaimed Profile

Lee Evan Rosenberg

AMERICAN INVESTMENT PLANNERS LLC·JERICHO, New York

SIE, Series 6, Series 7TO, Series 22, Series 63CFP19 years registeredAMERICAN INVESTMENT PLANNERS LLC

500 NORTH BROADWAY, JERICHO, NY 11753CRD# 1010402Firm CRD# 155558

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lee Evan Rosenberg · JERICHO, NY

Registration

CRD #1010402 · AMERICAN INVESTMENT PLANNERS LLC · 19 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Jul 2025 – present

AMERICAN INVESTMENT PLANNERS LLC

Feb 2011 – Dec 2022

BOCA RATON, FL

CADARET GRANT & CO INC

Jan 2011 – Jul 2025

BOCA RATON, FL

CADARET GRANT & CO INC

Mar 2007 – Dec 2008

BOCA RATON, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7TO

Series 22

Series 63

Registration record

First registered · March 7, 2007

Years registered · 19

Professional designation · CFP

Disclosure History

2019Customer Dispute·Settled

2017Customer Dispute·Settled

2009Customer Dispute·Closed-No Action

2009Customer Dispute·Settled

1984Civil·Final

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

AMERICAN INVESTMENT PLANNERS LLC

CRD 155558 · SEC 801-71988

AUM

$34M

Regulatory assets under management

Employees

32 client accounts

Services offered by AMERICAN INVESTMENT PLANNERS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AMERICAN INVESTMENT PLANNERS LLC →

Introduction

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Frequently Asked Questions

What services does Lee Evan Rosenberg offer?

Lee Evan Rosenberg specializes in Financial Planning, Investment Management. Contact their office in JERICHO, New York for a consultation.

What are Lee Evan Rosenberg's credentials?

Lee Evan Rosenberg holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Lee Evan Rosenberg located?

Lee Evan Rosenberg is based in JERICHO, New York, working with AMERICAN INVESTMENT PLANNERS LLC. Their office serves clients in the JERICHO metropolitan area and surrounding communities.

How does Lee Evan Rosenberg charge for services?

Lee Evan Rosenberg's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMERICAN INVESTMENT PLANNERS LLC?

AMERICAN INVESTMENT PLANNERS LLC has approximately 17 employees and manages $34M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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