Unclaimed Profile

Anthony Robert Spatafore

ARS CAPITAL ADVISORS, INC.·JERICHO, New York

SIE, Series 6, Series 22, Series 26CFP12 years registeredARS CAPITAL ADVISORS, INC.

500 NORTH BROADWAY, JERICHO, NY 11753CRD# 1010815Firm CRD# 155121

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony Robert Spatafore · JERICHO, NY

Registration

CRD #1010815 · ARS CAPITAL ADVISORS, INC. · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ARS CAPITAL ADVISORS, INC.

ARS CAPITAL ADVISORS, INC.

Jul 2021 – Jul 2023

JERICHO, NY

CADARET GRANT & CO INC

May 2021 – Feb 2023

JERICHO, NY

CADARET GRANT & CO INC

Jan 2014 – Jun 2014

JERICHO, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 22

Series 26

Registration record

First registered · January 30, 2014

Years registered · 12

Professional designation · CFP

Disclosure History

2018Judgment / Lien

2016Judgment / Lien

2010Customer Dispute·Closed-No Action

2010Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ARS CAPITAL ADVISORS, INC.

CRD 155121 · SEC 801-71875

AUM

$132M

Regulatory assets under management

Employees

1,677 client accounts

Services offered by ARS CAPITAL ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ARS CAPITAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Anthony Robert Spatafore offer?

Anthony Robert Spatafore specializes in Financial Planning, Investment Management.

What are Anthony Robert Spatafore's credentials?

Anthony Robert Spatafore holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Anthony Robert Spatafore located?

Anthony Robert Spatafore is based in JERICHO, New York, last registered with ARS CAPITAL ADVISORS, INC..

How does Anthony Robert Spatafore charge for services?

Anthony Robert Spatafore's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARS CAPITAL ADVISORS, INC.?

ARS CAPITAL ADVISORS, INC. has approximately 3 employees and manages $132M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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